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U.S. Securities and Exchange Commission


WMI HOLDINGS CORP. (0000933136)
SIC: 6035 - Savings Institution, Federally Chartered
State location: WA | State of Inc.: WA | Fiscal Year End: 1231
formerly: WASHINGTON MUTUAL INC (until 2006-10-12)
formerly: WASHINGTON MUTUAL, INC (until 2012-03-20)
Business Address
1201 THIRD AVENUE
SUITE 3000
SEATTLE WA 98101
206-461-2000
Mailing Address
1201 THIRD AVENUE
SUITE 3000
SEATTLE WA 98101
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
DAVIS EUGENE I 0001028689 2012-10-18 director
GRAHAM TIMOTHY R 0001112442 2012-10-18 director
SCHEIWE STEVEN D 0001190322 2012-10-18 director
HOLLIDAY MARK E 0001242980 2012-10-18 director
Glossman Diane Beth 0001545352 2012-10-18 director
Renoff Michael J 0001545353 2012-10-18 director
Willingham Michael 0001545354 2012-10-18 director
Smith Charles Edward 0001544344 2012-03-19 officer: Interim CEO; see remarks
Maciel John A. 0001450353 2008-11-13 officer: Chief Financial Officer
Williams Jr. Robert Joab 0001450354 2008-11-13 officer: President
KOSTUROS WILLIAM C 0001221821 2008-10-11 officer: Pres., all titles in footnote
BONDERMAN DAVID 0000860866 2008-09-23 director
LILLIS CHARLES M 0001217316 2008-09-23 director
Leppert Thomas C 0001339733 2008-09-23 director
Ballenger Melissa J 0001393668 2008-09-15 officer: SVP, Corporate Controller
SCHNEIDER DAVID C 0001108398 2008-09-10 officer: EVP & President, Home Loans
DAVID DARYL D 0001184061 2008-09-10 officer: EVP, Chief HR Officer
FISHMAN ALAN H 0001195156 2008-09-10 director, officer: CEO and Director
CASEY THOMAS W 0001207691 2008-09-10 officer: EVP & Chief Financial Officer
VUOTO ANTHONY 0001222060 2008-09-10 officer: EVP and Pres. WM Card Services
BAIER FRANK W 0001226353 2008-09-10 officer: Executive Vice President
ROTELLA STEPHEN J 0001254767 2008-09-10 officer: President and COO
Horvath Debora D 0001290857 2008-09-10 officer: EVP & Chief Info. Officer
Brooks Alfred R 0001366072 2008-09-10 officer: EVP,President Commercial Group
Baker Todd H 0001388135 2008-09-10 officer: EVP, Corp. Strategy & Develop.
McMurray John P 0001434269 2008-09-10 officer: EVP & Chief Entrprise Risk Off
KILLINGER KERRY K 0001057030 2008-07-15 director, officer: Chairman and CEO
MURPHY MICHAEL K 0001077987 2008-07-15 director
SOLENDER MICHAEL S 0001278319 2008-07-15 officer: EVP & Chief Legal Officer
COULTER JAMES G 0001099776 2008-06-30 10 percent owner
TPG Advisors VI, Inc. 0001433038 2008-06-30 10 percent owner
TPG Olympic Advisors, Inc. 0001433039 2008-06-30 10 percent owner
Corcoran James B 0001364904 2008-06-13 officer: EVP, President Retail Banking
CHAZEN STEPHEN I 0001026545 2008-05-13 director
MATTHEWS PHILIP D 0001015802 2008-02-04 director
FRANK STEPHEN E 0001042345 2008-01-22 director
FARRELL ANNE V 0001077983 2008-01-22 director
STEVER JAMES H 0001077989 2008-01-22 director
SMITH ORIN 0001181112 2008-01-22 director
PUGH MARY E 0001184060 2008-01-22 director
REED WILLIAM JR 0001193114 2008-01-22 director
OSMER MCQUADE MARGARET 0001200504 2008-01-22 director
Cathcart Ronald J 0001346188 2008-01-18 officer: EVP & Chief Entrprise Risk Off
Montoya Regina T 0001359888 2008-01-18 director
Landefeld Stewart M 0001421691 2007-12-10 officer: Interim Chief Legal Officer
CHAPMAN FAY L 0001057027 2007-08-03 officer: Sr. EVP & Chief Legal Officer
Porter J Benson 0001299426 2007-01-26 officer: EVP of Corporate Affairs
SAUNDERS JOSEPH W 0001222058 2007-01-19 officer: EVP and Pres. WM Card Services
Woods John F 0001346528 2007-01-19 officer: SVP and Controller
Kido Kenneth E 0001320053 2006-05-18 officer: Pres, Banking Products & Oper.
WILLIS B WOOD JR 0001042344 2006-04-17 director
CHAPMAN CRAIG J 0001184058 2006-01-31 officer: Pres, Commercial Group
Amato Michael L 0001320052 2006-01-26 officer: EVP & Pres, Retail Banking
VANASEK JAMES G 0001184062 2005-12-28 officer: EVP & Chief Entrprise Risk Off
LONGBRAKE WILLIAM A 0001057032 2005-11-29 officer: Vice Chair
BEIGHLE DOUGLAS P 0001077979 2005-08-16 director
MILES ROBERT H 0001184066 2005-08-05 officer: Former SVP and Controller
SCHULTE WILLIAM D 0001077991 2005-06-21 director
SANDERS ELIZABETH A 0001015808 2005-03-15 director
OPPENHEIMER DEANNA W 0001057034 2005-03-01 officer: President, Consumer Group
TALL CRAIG E 0001056174 2005-01-28 officer: Vice Chair, Corp Development
GROSS JEREMY V 0001184063 2004-05-19 officer: Executive Vice President
CRANDALL J TAYLOR 0000911380 2002-12-31 director

See Code Descriptions for an explanation of the codes used in this listing

Items 1 - 80 (Note: Second (grayed) row (except for Nature) is for derivative details.)
  Date Reporting Owner Form Trans. Modes Shares Price Owned No. Owner CIK Security Name Deemed
  Exercise Nature   Derivative   Underlying Exercised Underlying   Expires Underlying  
A 2012-10-18 Renoff Michael J 4 A-Award --D 165154.0000 165154.0000 1 0001545353 Common Stock
A 2012-10-18 SCHEIWE STEVEN D 4 A-Award --D 165154.0000 165154.0000 1 0001190322 Common Stock
A 2012-10-18 Willingham Michael 4 A-Award --D 165154.0000 199657.0000 1 0001545354 Common Stock
A 2012-10-18 DAVIS EUGENE I 4 A-Award --D 165154.0000 165154.0000 1 0001028689 Common Stock
A 2012-10-18 Glossman Diane Beth 4 A-Award --D 165154.0000 165154.0000 1 0001545352 Common Stock
A 2012-10-18 GRAHAM TIMOTHY R 4 A-Award --D 165154.0000 165154.0000 1 0001112442 Common Stock
A 2012-10-18 HOLLIDAY MARK E 4 A-Award --D 165154.0000 165154.0000 1 0001242980 Common Stock
A 2008-09-23 LILLIS CHARLES M 4 A-Award --D 1132.8130 9830.2610 1 0001217316 Phantom Stock
[derivative]1132.8130 -- Common
A 2008-09-23 Leppert Thomas C 4 A-Award --D 2057.2910 21428.9900 1 0001339733 Phantom Stock
[derivative]2057.2910 -- Common
A 2008-09-23 BONDERMAN DAVID 4 A-Award --D 2265.6250 10115.7200 1 0000860866 Phantom Stock
[derivative]2265.6250 -- Common
A 2008-09-22 Leppert Thomas C 4 A-Award --D 225.2250 19120.8630 2 0001339733 Phantom Stock
[derivative]225.2250 -- Common
A 2008-09-22 BONDERMAN DAVID 4 A-Award --D 225.2250 7850.0950 3 0000860866 Phantom Stock
[derivative]225.2250 -- Common
A 2008-09-22 LILLIS CHARLES M 4 A-Award --D 112.6130 8697.4480 3 0001217316 Phantom Stock
[derivative]112.6130 -- Common
A 2008-09-21 BONDERMAN DAVID 4 A-Award --D 176.4710 7624.8700 2 0000860866 Phantom Stock
[derivative]176.4710 -- Common
A 2008-09-21 LILLIS CHARLES M 4 A-Award --D 88.2350 8584.8350 2 0001217316 Phantom Stock
[derivative]88.2350 -- Common
A 2008-09-20 Leppert Thomas C 4 A-Award --D 176.4710 18895.6380 1 0001339733 Phantom Stock
[derivative]176.4710 -- Common
A 2008-09-20 BONDERMAN DAVID 4 A-Award --D 176.4710 7448.3990 1 0000860866 Phantom Stock
[derivative]176.4710 -- Common
A 2008-09-20 LILLIS CHARLES M 4 A-Award --D 88.2350 8496.6000 1 0001217316 Phantom Stock
[derivative]88.2350 -- Common
A 2008-09-19 LILLIS CHARLES M 4 A-Award --D 88.2350 8408.3650 1 0001217316 Phantom Stock
[derivative]88.2350 -- Common
A 2008-09-19 BONDERMAN DAVID 4 A-Award --D 176.4710 7271.9280 2 0000860866 Phantom Stock
[derivative]176.4710 -- Common
A 2008-09-18 Leppert Thomas C 4 A-Award --D 250.8360 18970.0030 1 0001339733 Phantom Stock
[derivative]250.8360 -- Common
A 2008-09-18 BONDERMAN DAVID 4 A-Award --D 250.8360 7095.4570 1 0000860866 Phantom Stock
[derivative]250.8360 -- Common
A 2008-09-17 LILLIS CHARLES M 4 A-Award --D 186.5670 8320.1300 1 0001217316 Phantom Stock
[derivative]186.5670 -- Common
A 2008-09-17 Leppert Thomas C 4 A-Award --D 373.1340 18719.1670 2 0001339733 Phantom Stock
[derivative]373.1340 -- Common
A 2008-09-17 BONDERMAN DAVID 4 A-Award --D 373.1340 6844.6210 2 0000860866 Phantom Stock
[derivative]373.1340 -- Common
A 2008-09-16 Leppert Thomas C 4 A-Award --D 323.2760 18346.0330 1 0001339733 Phantom Stock
[derivative]323.2760 -- Common
A 2008-09-16 BONDERMAN DAVID 4 A-Award --D 323.2760 6471.4870 1 0000860866 Phantom Stock
[derivative]323.2760 -- Common
D 2008-09-15 Ballenger Melissa J 4 F-InKind --D 1144.0000 21543.1690 1 0001393668 Common Stock
A 2008-09-10 FISHMAN ALAN H 4 A-Award --D 5000000.0000 5000000.0000 2 0001195156 Stock Option (Right to Buy)
[derivative]5000000.0000 $2.3200 -2015-09-10 Common
A 2008-09-10 FISHMAN ALAN H 4 A-Award --D 612500.0000 612500.0000 1 0001195156 Common
A 2008-09-10 VUOTO ANTHONY 4 A-Award --D 200000.0000 200000.0000 1 0001222060 Stock Option (Right to Buy)
[derivative]200000.0000 $2.3200 -2015-09-10 Common Stock
A 2008-09-10 McMurray John P 4 A-Award --D 200000.0000 200000.0000 1 0001434269 Stock Option (Right to Buy)
[derivative]200000.0000 $2.3200 -2015-09-10 Common Stock
A 2008-09-10 ROTELLA STEPHEN J 4 A-Award --D 1500000.0000 1500000.0000 1 0001254767 Stock Option (Right to Buy)
[derivative]1500000.0000 $2.3200 -2015-09-10 Common Stock
A 2008-09-10 Horvath Debora D 4 A-Award --D 400000.0000 400000.0000 1 0001290857 Stock Option (Right to Buy)
[derivative]400000.0000 $2.3200 -2015-09-10 Common Stock
A 2008-09-10 DAVID DARYL D 4 A-Award --D 400000.0000 400000.0000 1 0001184061 Stock Option (Right to Buy)
[derivative]400000.0000 $2.3200 -2015-09-10 Common Stock
A 2008-09-10 CASEY THOMAS W 4 A-Award --D 1000000.0000 1000000.0000 1 0001207691 Stock Option (Right to Buy)
[derivative]1000000.0000 $2.3200 -2015-09-10 Common Stock
A 2008-09-10 Brooks Alfred R 4 A-Award --D 300000.0000 300000.0000 1 0001366072 Stock Option (Right to Buy)
[derivative]300000.0000 $2.3200 -2015-09-10 Common Stock
A 2008-09-10 Ballenger Melissa J 4 A-Award --D 16000.0000 16000.0000 1 0001393668 Stock Option (Right to Buy)
[derivative]16000.0000 $2.3200 -2015-09-10 Common Stock
A 2008-09-10 Baker Todd H 4 A-Award --D 150000.0000 150000.0000 1 0001388135 Stock Option (Right to Buy)
[derivative]150000.0000 $2.3200 -2015-09-10 Common Stock
A 2008-09-10 SCHNEIDER DAVID C 4 A-Award --D 200000.0000 200000.0000 1 0001108398 Stock Option (Right to Buy)
[derivative]200000.0000 $2.3200 -2015-09-10 Common Stock
A 2008-09-10 BAIER FRANK W 4 A-Award --D 1000000.0000 1000000.0000 1 0001226353 Stock Option (Right to Buy)
[derivative]1000000.0000 $2.3200 -2015-09-10 Common
A 2008-09-10 Leppert Thomas C 4 A-Award --D 323.2760 18022.7570 1 0001339733 Phantom Stock
[derivative]323.2760 -- Common
A 2008-09-10 BONDERMAN DAVID 4 A-Award --D 323.2760 6148.2110 1 0000860866 Phantom Stock
[derivative]323.2760 -- Common
A 2008-09-07 LILLIS CHARLES M 4 A-Award --D 175.6440 8133.5630 1 0001217316 Phantom Stock
[derivative]175.6440 -- Common
A 2008-09-07 Leppert Thomas C 4 A-Award --D 175.6440 17699.4810 1 0001339733 Phantom Stock
[derivative]175.6440 -- Common
A 2008-09-07 BONDERMAN DAVID 4 A-Award --D 175.6440 5824.9350 1 0000860866 Phantom Stock
[derivative]175.6440 -- Common
A 2008-09-04 Leppert Thomas C 4 A-Award --D 185.6440 17523.8370 1 0001339733 Phantom Stock
[derivative]185.6440 -- Common
A 2008-09-04 BONDERMAN DAVID 4 A-Award --D 185.6440 5649.2910 1 0000860866 Phantom Stock
[derivative]185.6440 -- Common
A 2008-08-19 LILLIS CHARLES M 4 A-Award --D 609.7560 7957.9190 1 0001217316 Phantom Stock
[derivative]609.7560 -- Common
A 2008-08-19 Leppert Thomas C 4 A-Award --D 1605.6900 17338.1930 1 0001339733 Phantom Stock
[derivative]1605.6900 -- Common
A 2008-08-19 BONDERMAN DAVID 4 A-Award --D 1219.5120 5463.6470 1 0000860866 Phantom Stock
[derivative]1219.5120 -- Common
D 2008-08-15 SCHNEIDER DAVID C 4 F-InKind --D 911.0000 93059.9430 1 0001108398 Common Stock
A 2008-08-14 Leppert Thomas C 4 A-Award --D 172.0180 15732.5030 1 0001339733 Phantom Stock
[derivative]172.0180 -- Common
A 2008-08-14 BONDERMAN DAVID 4 A-Award --D 172.0180 4244.1350 1 0000860866 Phantom Stock
[derivative]172.0180 -- Common
A 2008-08-12 Leppert Thomas C 4 A-Award --D 174.4190 15560.4850 1 0001339733 Phantom Stock
[derivative]174.4190 -- Common
A 2008-08-07 BONDERMAN DAVID 4 A-Award --D 150.9050 4072.1170 1 0000860866 Phantom Stock
[derivative]150.9050 -- Common
A 2008-07-21 LILLIS CHARLES M 4 A-Award --D 68.4310 7348.1630 1 0001217316 Phantom Stock
[derivative]68.4310 -- Common
A 2008-07-21 Leppert Thomas C 4 A-Award --D 136.8610 15386.0660 1 0001339733 Phantom Stock
[derivative]136.8610 -- Common
A 2008-07-15 SOLENDER MICHAEL S 4 A-Award --D 475000.0000 475000.0000 2 0001278319 Stock Option (Right to Buy)
[derivative]475000.0000 $3.6100 -2015-07-15 Common
A 2008-07-15 SOLENDER MICHAEL S 4 A-Award --D 277009.0000 277009.0000 1 0001278319 Common
D 2008-07-15 MURPHY MICHAEL K 4 I-Discretionary --D 1010.9420 9098.5500 1 0001077987 Phantom Stock
[derivative]1010.9420 -- Common
A 2008-07-15 LILLIS CHARLES M 4 A-Award --D 1315.7900 7279.7320 1 0001217316 Phantom Stock
[derivative]1315.7900 -- Common
D 2008-07-15 KILLINGER KERRY K 4 I-Discretionary --D 513541.2930 0.0000 4 0001057030 Phantom Stock
[derivative]513541.2930 -- Common
D 2008-07-15 KILLINGER KERRY K 4 F-InKind --D 35359.0000 315662.3200 1 0001057030 Common
D 2008-07-15 Brooks Alfred R 4 I-Discretionary --D 38.1520 0.0000 1 0001366072 Phantom Stock
[derivative]38.1520 -- Common
A 2008-07-15 BONDERMAN DAVID 4 A-Award --D 2216.0670 3921.2120 1 0000860866 Phantom Stock
[derivative]2216.0670 -- Common
A 2008-07-15 Leppert Thomas C 4 A-Award --D 2031.3930 15249.2050 2 0001339733 Phantom Stock
[derivative]2031.3930 -- Common
A 2008-07-14 Leppert Thomas C 4 A-Award --D 928.7930 13217.8120 1 0001339733 Phantom Stock
[derivative]928.7930 -- Common
A 2008-07-10 Leppert Thomas C 4 A-Award --D 72.5340 12289.0190 2 0001339733 Phantom Stock
[derivative]72.5340 -- Common
A 2008-07-10 Leppert Thomas C 4 A-Award --D 73.7460 12216.4850 1 0001339733 Phantom Stock
[derivative]73.7460 -- Common
D 2008-07-09 Horvath Debora D 4 I-Discretionary --D 15712.1380 0.0000 1 0001290857 Phantom Stock
[derivative]15712.1380 -- Common
D 2008-07-09 DAVID DARYL D 4 I-Discretionary --D 31900.1710 0.0000 1 0001184061 Phantom Stock
[derivative]31900.1710 -- Common
D 2008-07-09 CASEY THOMAS W 4 I-Discretionary --D 30640.1390 0.0000 1 0001207691 Phantom Stock
[derivative]30640.1390 -- Common
D 2008-07-09 Baker Todd H 4 I-Discretionary --D 12604.7740 0.0000 1 0001388135 Phantom Stock
[derivative]12604.7740 -- Common
A 2008-07-07 LILLIS CHARLES M 4 A-Award --D 73.0990 5963.9420 1 0001217316 Phantom Stock
[derivative]73.0990 -- Common
A 2008-07-07 LILLIS CHARLES M 4 A-Award --D 73.0990 5963.9420 1 0001217316 Phantom Stock
[derivative]73.0990 -- Common
D 2008-06-30 BONDERMAN DAVID 4 C-Conversion --I 19900.0000 0.0000 4 0000860866 Series T Preferred Stock
See Explanation of Responses [derivative]227428571.0000 $8.7500 -- Common Stock
D 2008-06-30 BONDERMAN DAVID 4 C-Conversion --I 28.0000 19900.0000 3 0000860866 Series T Preferred Stock
See Explanation of Responses [derivative]320000.0000 $8.7500 -- Common Stock
A 2008-06-30 BONDERMAN DAVID 4 C-Conversion --I 227428571.0000 230049523.0000 2 0000860866 Common Stock, no par value
See Explanation of Responses
A 2008-06-30 BONDERMAN DAVID 4 C-Conversion --I 320000.0000 2620952.0000 1 0000860866 Common Stock, no par value
See Explanation of Responses

http://www.sec.gov/cgi-bin/own-disp


Modified: 12/11/2008